CFTC 就有关将某些事件合约纳入掉期定义的拟议规则制定通知征求公众意见

CFTC 就有关将某些事件合约纳入掉期定义的拟议规则制定通知征求公众意见 |美国商品期货交易委员会
版本号 9310-26
CFTC 就有关将某些事件合约纳入掉期定义的拟议规则制定通知征求公众意见
2026 年 10 月 9 日
华盛顿——商品期货交易委员会今天发布了一份拟议规则制定通知，建议通过明确进一步定义“掉期”一词来提供额外的市场清晰度，以包括事件合约，包括基于体育、政治、文化和天气相关事件的合约。该提案指出，这些合约是业内通常称为掉期的金融工具，并建议解决有关这些合约的任何歧义。
“美国人使用事件合约来对冲风险、进行投机并向公众提供有关未来事件结果的信息，”主席迈克尔·塞利格 (Michael S. Selig) 说。 “这些产品属于商品衍生品，完全属于美国商品期货交易委员会根据《商品交易法》的监管权限，并且属于该机构的专属管辖范围。”
对 NPRM 的评论必须通过Regulations.gov 以书面形式提交，并在 NPRM 在《联邦公报》上发布后 30 天内收到。
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CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning the Inclusion of Certain Event Contracts in the Definition of Swap | CFTC
Release Number 9310-26
CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning the Inclusion of Certain Event Contracts in the Definition of Swap
October 09, 2026
WASHINGTON — The Commodity Futures Trading Commission today published a Notice of Proposed Rulemaking that proposes providing additional market clarity by expressly further defining the term “swap” to include event contracts, including those based on sports, politics, cultural, and weather-related events. The proposal notes these contracts are financial instruments that are commonly known to the trade as swaps and proposes to resolve any ambiguity regarding these contracts.
“Americans use event contracts to hedge risks, speculate, and provide the public with information about the outcome of future events,” said Chairman Michael S. Selig. “These products are commodity derivatives squarely within the CFTC’s regulatory remit under the Commodity Exchange Act and are within the agency’s exclusive jurisdiction.”
Comments to the NPRM must be submitted in writing via Regulations.gov and received within 30 days of the NPRM’s publication in the Federal Register.
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