CFTC 向 DCM 发出关于将现有永续式广泛证券指数期货转换为真正永续期货的不采取行动函

CFTC 向 DCM 发出关于将现有永续式基础广泛证券指数期货转换为真正永续期货的不采取行动信美国商品期货交易委员会
版本号 9308-26
CFTC 向 DCM 发出关于将现有永续式广泛证券指数期货转换为真正永续期货的不采取行动函
2026 年 10 月 5 日
华盛顿——商品期货交易委员会市场监督部门今天宣布，它已向指定合约市场发布无行动救济，以寻求将其现有的永续式广泛证券指数期货合约转换为真正的广泛证券指数永续期货。
根据信函，DCM 可以删除其现有广泛证券指数期货永续式期货合约的到期日，并实施这些修订，将其转换为真正的广泛证券指数永续期货合约，并在信函中满足某些客户保护和程序条件后生效。其中包括征求持有未平仓头寸的市场参与者的反馈意见；提供提前通知和退出头寸的机会；提供适当的风险披露；并确保没有修改其他重大合同条款。
DCM 还必须根据 CFTC 条例 40.5 或 40.6 提交修正案，并证明遵守所有条件。
本信函中的不采取行动立场将于 2026 年 10 月 20 日到期。
-CFTC-

CFTC Issues No-Action Letter for DCMs Regarding Converting Existing Perpetual-Style Broad-Based Security Index Futures into True Perpetual Futures | CFTC
Release Number 9308-26
CFTC Issues No-Action Letter for DCMs Regarding Converting Existing Perpetual-Style Broad-Based Security Index Futures into True Perpetual Futures
October 05, 2026
WASHINGTON — The Commodity Futures Trading Commission’s Division of Market Oversight today announced it has issued no-action relief to designated contract markets seeking to convert their existing perpetual style broad-based security index futures contracts into true broad-based security index perpetual futures.
According to the letter, DCMs may remove expiration dates from their existing broad-based security index futures perpetual style futures contracts and implement these amendments to convert them into true broad-based security index perpetual futures contracts effective upon the satisfaction of certain customer protection and procedural conditions in the letter. These include soliciting feedback from market participants with open positions; providing advance notice and an opportunity to exit positions; offering appropriate risk disclosures; and ensuring that no other material contract terms are modified.
DCMs must also file the amendments under CFTC Regulations 40.5 or 40.6 and certify compliance with all conditions.
The no action positions in this letter expire on October 20, 2026.
-CFTC-